745 McClintock Suite 227 Burr Ridge, IL 60527
PH: (630) 581-5627   Fax: (630) 581-5630
Managed Account Program

Borthwick’s Managed Account Program customizes portfolios to each client’s unique goals and objectives. We manage equity assets for taxable and tax-deferred accounts, for both individuals and small corporations. Our minimum account size is $250,000*, with our typical portfolio under this format averaging $1 million in assets. Borthwick’s multi-cap investment strategy allows us to work with growth accounts as well as conservative, income oriented investors. We enjoy solid long term performance, inclusive of the wide ranging objectives and tax considerations of our clients.

Borthwick’s investment strategy uses stocks of various market capitalizations, industry sectors and PE’s in order to meet the goals of our clients. Because we’re an independent manager, we’re able to select our investments from an endless array of companies, rather than being tied to static focus lists like some other advisors. Furthermore, our small size offers us the flexibility to quickly adjust our portfolios to changing market conditions while maintaining our underlying investment strategy. These are important considerations for investors in today’s volatile marketplace.

Clients of our Managed Account Program receive an easy to understand portfolio valuation and performance report at the end of each calendar quarter. Our letter conveniently summarizes the current investment environment and speaks specifically about your portfolio. We also encourage face to face meetings at least once a year to identify changing client needs. Our core team of investment professionals is always available to answer any questions or concerns you may have, because your assets are too personal and too important to discuss with some poorly trained customer service representative.

Our advisory fee is competitive and payable quarterly (see below). Members of this program are also entitled to significant brokerage discounts if they use our preferred broker, Fidelity Investments. However, if you have an existing brokerage relationship that you wish to continue to use, that’s okay too. Our goal is to make you feel comfortable with the way your assets are being managed.

If you feel your portfolio could benefit from our expertise or would like to meet with one of our investment professionals for more detailed performance information, we invite you to call or e-mail us .

Managed Account Program

Advisory Fee Schedule

$250,000 – $1 million 1.25% of assets

$1 million – $2 million 1.00% of assets

$2 million – $3 million 0.75% of assets

Assets over $3 million 0.50% of assets

*New accounts may be accepted for lesser amounts based on management’s discretion. For example, exceptions may be made for clients planning to add to their accounts or for existing clients who already participate in one of our other investment programs.